Regulatory and Compliance Associate

  • Lowenstein Sandler
  • New York, NY, USA
  • Nov 15, 2021
Full time Legal

Job Description

Lowenstein Sandler is seeking a Regulatory and Compliance Associate to join our Investment Management Group.  Candidates should have 2+ years of experience advising clients on legal, regulatory, and compliance matters related to investment advisers.  Experience advising various types of investment advisers, including fund managers (venture capital funds, hedge funds and private equity funds) as well as managed account advisers, a plus.  Experience advising clients on legal, regulatory, and compliance matters related to broker-dealers and commodity pool operators/commodity trading advisors also a plus.  Experience with the Investment Advisers Act of 1940 is required.  This position can be based in our New York City or Roseland, NJ office.  Lowenstein Sandler is committed to equal employment opportunity and providing reasonable accommodations to applicants with physical and/or mental disabilities. We value and encourage diversity and solicit applications from all qualified applicants without regard to race, color, gender, sex, age, religion, creed, national origin, ancestry, citizenship, marital status, sexual orientation, physical or mental disability, medical condition, veteran status, gender identity, genetic information, or any other characteristic protected by federal, state, or local law.