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MassMutual  (2) Prudential Financial  (1) CNA  (1)
MassMutual
Aug 04, 2022
Full time
Lead Counsel - Broker Dealer and Investment Adviser Practice Group
MassMutual Multiple Locations
The Team MassMutual Financial Advisors (“MMFA”) serves as the career agency distribution channel at MassMutual, providing a wide range of products and services, including life insurance, disability income insurance, long term care insurance and annuities, distributed through over 7000+ career agents and registered representatives. MMFA distribution also includes brokerage and advisory products and solutions sold through MML Investors Services (“MMLIS”), MassMutual’s retail broker-dealer and SEC-registered investment adviser.  As Lead Counsel, you will be primarily responsible for supporting MMLIS by developing substantive relationships with multiple business areas (including product, operations, technology) and providing legal/regulatory advice on new product initiatives, new and existing rules, policies and procedures, and other matters.  You will also partner closely with Compliance to provide legal support for FINRA, SEC and state regulatory examinations, inquiries, and...
MassMutual
Aug 04, 2022
Full time
Lead Counsel - Flourish Product and Regulatory
MassMutual New York, NY, USA/ Remote
The Flourish Legal and Compliance team is a small but growing and high-functioning team within the MassMutual Law Department that is dedicated to supporting Flourish’s growing and fast-paced business.  The team works collaboratively across Flourish and MassMutual and is committed to providing sophisticated and practical advice and helping Flourish maintain the highest standards of regulatory compliance.   As Lead Counsel, Flourish Product and Regulatory, you will be a member of Flourish’s Legal and Compliance team that leads by demonstrating ownership, commitment, and follow-through in achieving results.  You will also manage priorities effectively and adapt quickly to achieve goals while thriving in complex, uncertain and changing situations.  You will provide best-in-class and timely legal advice with respect to the development of Flourish’s products and new existing regulations that govern Flourish’s products .  As a rapidly expanding fintech business, Flourish as an...
CNA
Jul 28, 2022
Full time
VP, Litigation Counsel
CNA
Officer position responsible for overall strategic direction, leadership and general management of the Claim Litigation Counsel (i.e., CNA’s staff counsel). The incumbent will be responsible for delivering nationwide legal representation to our Commercial and Specialty customers. Partners with Claim and non-Claim CNA executives as we seek to provide value added representation for our customers. Performs a combination of duties in accordance with departmental guidelines: Ensures that performance objectives at all organizational levels support the team’s strategic and operational plans.  Creates and maintains strategic clarity and links rewards to achievement of goals. Drives a culture of continuous improvement involving CNA’s people, processes and technology through disciplined measures of performance, including quality, compliance and productivity. Continuously assesses and works to improve productivity and triage, segment and assigns work...
Prudential Financial
Jun 27, 2022
Full time
Director, PGIM Investments Compliance (Hybrid)
$140,300 - $189,800 yearly
Prudential Financial Newark, NJ, USA
Prudential Financial companies serve individual and institutional customers worldwide and include The Prudential Insurance Company of America, one of the largest life insurance companies in the United States. These companies offer a variety of products and services, including life insurance, mutual funds, annuities, pension and retirement-related services and administration, asset management, banking and trust services, real estate brokerage franchises, and relocation services. For more information, visit  www.prudential.com . PGIM Investments LLC (PI) serves as the manager and/or co-manager for two mutual fund complexes, the PGIM Retail Funds and the Prudential Insurance Funds. The PGIM Retail Funds include several open-end funds, ETFs, and closed end funds.  The Prudential Insurance Funds consist of open-end funds that serve as underlying investment options for Prudential’s variable annuities business, group insurance business, and individual life insurance business. The...
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