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MassMutual
Aug 04, 2022
Full time
Lead Counsel - Broker Dealer and Investment Adviser Practice Group
MassMutual Multiple Locations
The Team MassMutual Financial Advisors (“MMFA”) serves as the career agency distribution channel at MassMutual, providing a wide range of products and services, including life insurance, disability income insurance, long term care insurance and annuities, distributed through over 7000+ career agents and registered representatives. MMFA distribution also includes brokerage and advisory products and solutions sold through MML Investors Services (“MMLIS”), MassMutual’s retail broker-dealer and SEC-registered investment adviser.  As Lead Counsel, you will be primarily responsible for supporting MMLIS by developing substantive relationships with multiple business areas (including product, operations, technology) and providing legal/regulatory advice on new product initiatives, new and existing rules, policies and procedures, and other matters.  You will also partner closely with Compliance to provide legal support for FINRA, SEC and state regulatory examinations, inquiries, and...
MassMutual
Aug 04, 2022
Full time
Lead Counsel - Flourish Product and Regulatory
MassMutual New York, NY, USA/ Remote
The Flourish Legal and Compliance team is a small but growing and high-functioning team within the MassMutual Law Department that is dedicated to supporting Flourish’s growing and fast-paced business.  The team works collaboratively across Flourish and MassMutual and is committed to providing sophisticated and practical advice and helping Flourish maintain the highest standards of regulatory compliance.   As Lead Counsel, Flourish Product and Regulatory, you will be a member of Flourish’s Legal and Compliance team that leads by demonstrating ownership, commitment, and follow-through in achieving results.  You will also manage priorities effectively and adapt quickly to achieve goals while thriving in complex, uncertain and changing situations.  You will provide best-in-class and timely legal advice with respect to the development of Flourish’s products and new existing regulations that govern Flourish’s products .  As a rapidly expanding fintech business, Flourish as an...
Raftelis
Aug 04, 2022
Full time
Independent Monitor
$117,325 - $175,987 yearly
Raftelis
The Position The City and County of Denver is looking for its next Independent Monitor to provide exemplary leadership, ongoing oversight, and direction to the Office of the Independent Monitor (OIM) for the City and County of Denver. Working in concert with the Citizen Oversight Board, Mayor’s Office, City Council, Executive Director of Department of Public Safety, Denver Police (DPD), Sheriff (DSD), and Fire Departments (DFD), District Attorney’s Office, community leaders, the general public and media, the Independent Monitor provides fair and objective oversight of uniformed personnel (defined below) and ensures public confidence in such uniformed personnel and their accountability systems.   The Monitor serves at the pleasure of the Citizen Oversight Board. The Citizen Oversight Board recommends the appointment of the Independent Monitor to the City Council who must confirm the appointment. The Citizen Oversight Board is a nine-member board composed of community members...
CNA
Jul 28, 2022
Full time
VP, Litigation Counsel
CNA
Officer position responsible for overall strategic direction, leadership and general management of the Claim Litigation Counsel (i.e., CNA’s staff counsel). The incumbent will be responsible for delivering nationwide legal representation to our Commercial and Specialty customers. Partners with Claim and non-Claim CNA executives as we seek to provide value added representation for our customers. Performs a combination of duties in accordance with departmental guidelines: Ensures that performance objectives at all organizational levels support the team’s strategic and operational plans.  Creates and maintains strategic clarity and links rewards to achievement of goals. Drives a culture of continuous improvement involving CNA’s people, processes and technology through disciplined measures of performance, including quality, compliance and productivity. Continuously assesses and works to improve productivity and triage, segment and assigns work...
Ameren
Jul 26, 2022
Full time
Assistant Corporate Counsel (Corporate & Securities)
Ameren Remote (St. Louis, MO, USA)
The Assistant Corporate Counsel is responsible for a wide range of matters in the legal practice areas of securities regulation, corporate law and corporate governance. This position, which reports to the Director & Assistant General Counsel, Corporate, provides legal advice and support to internal Ameren clients relating to the area of specialty, including Ameren’s Financial Reporting, Investor Relations, Treasury, Sustainability, and other departments.
Prudential Financial
Jun 27, 2022
Full time
Director, PGIM Investments Compliance (Hybrid)
$140,300 - $189,800 yearly
Prudential Financial Newark, NJ, USA
Prudential Financial companies serve individual and institutional customers worldwide and include The Prudential Insurance Company of America, one of the largest life insurance companies in the United States. These companies offer a variety of products and services, including life insurance, mutual funds, annuities, pension and retirement-related services and administration, asset management, banking and trust services, real estate brokerage franchises, and relocation services. For more information, visit  www.prudential.com . PGIM Investments LLC (PI) serves as the manager and/or co-manager for two mutual fund complexes, the PGIM Retail Funds and the Prudential Insurance Funds. The PGIM Retail Funds include several open-end funds, ETFs, and closed end funds.  The Prudential Insurance Funds consist of open-end funds that serve as underlying investment options for Prudential’s variable annuities business, group insurance business, and individual life insurance business. The...
SUNY University at Buffalo
Jun 22, 2022
Full time
Associate Counsel – Contracts
SUNY University at Buffalo Buffalo, NY
Job Duties and Responsibilities The State University of New York Office of General Counsel, located in Erie County, New York invites applications for the position of Associate Counsel – Contracts.  The State University of New York Office of General Counsel, located in Erie County, New York invites applications for the position of Associate Counsel – Contracts. The successful candidate will competently and comprehensively provide clients with legal services primarily pertaining to contracts, real estate and business transactions, along with other complex and emerging issues affecting this public research university. In addition, the Associate Counsel interfaces with other OGC colleagues across SUNY to coordinate the delivery of consistent legal services, including participation in OGC staff meetings and trainings.   The candidate will provide legal advice to managers and others at the university and will be expected to handle and oversee a broad range of assignments...
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